Perceptions of Testimony Reinforcement and Its' Effects on Juror's Decisions

By: Sheldon Bruno

Introduction

It has always been the goal of the legal system to make sure that individuals who commit crimes, especially crimes of a sexually depraved nature and committed against children, be made to pay for their acts. To do this, the court often calls on the victims of these crimes to offer their own accounts of the events surrounding their assaults to persuade juries to find their attacker(s) guilty.

In recent years there has been much controversy with eyewitness testimony, namely that testimony given from child victims is subject to inconsistencies, either due to lapses of memory on the child's part or due to information lost during others' interpretations of the child's testimony (Warren, Nunez, Keeney, Buck & Smith, 2002). Another issue of concern, identified in the McMartin child sexual abuse trial, dealt with the pernicious effects that coerced testimonies have when an overzealous child psychiatrist coaxed and guided the responses of 20 or more children who were allegedly molested by the owners and proprietors of the McMartin daycare center. By the end of the trial, it was clear that the testimonies were merely the words and sentiments of a self-righteous physician that the children were simply reciting as opposed to sharing their actual experiences. And due to such instances, research on child testimonies has been performed in order to determine whether or not some form of coercion was used on a child in order to elicit a more favorable eyewitness accounts (Garven, Wood & Malpass, 2000).
One study was conducted to determine which form of testimony juries would find more believable, either the actual videotaped testimony from a child, a verbatim transcript of the child's interview (containing both exact questions and answers), or a summary or recapitulation of the child's interview (Warren, Nunez, Keeney, Buck & Smith, 2002).


163 female and 71 male college students participated in this experiment. Prior to the actual experiment, thirty 4 to 6 year old children were interviewed a week after their classes met with a "stranger" named Sam Stone, who played 2 games with the children's classes. These interviews involved the children giving recounts of what games Sam Stone played with them as a basis for the testimony to be used in the experiment. The testimony provided by a 4-year-old named Carol was chosen for use in the experiment. Two modalities of testimony were used; both transcripts (written records of interview) and videotapes (video records of actual child interview), to examine how each mode of testimony affected juror interpretation of the interview content. The independent variable of testimony version was manipulated in three ways. One group was given a videotape of the child's actual testimony. Another group of participants was given a written, verbatim version of the child's interview in which both exact questions and answers were supplied. The final group was given a written, summarized version of the child's interview that merely gave a shorthand account of the child's recount. After each group either viewed or read their specific type of testimony, they were given a 26-item questionnaire that asked whether Sam Stone was "guilty" or "not guilty" of playing certain games with the child. The questionnaire also asked the level of confidence the participants had in deciding Sam Stone's guilt or innocence.

No significant difference was determined for the effects that each type of testimony had on the level of accuracy and believability. As far as the participants' judgments of the level of credibility amongst the various types of testimony, both the verbatim and summary forms of adult witness testimony were regarded as being more credible than the child's videotaped testimony, but the summary testimony was rated as being more credible than verbatim testimony. The results also showed that there was no significant difference in levels of believability, truthfulness, or accuracy of memory between any of the testimony types. There was also no significant difference rated by participants on the levels of believability, truthfulness, or accuracy of memory seen between the two modalities of testimony. The only dependent variable that the participants scored a significant difference in was degree of credibility, where the adult summarized testimony was scored as more credible than either the verbatim or child testimonies, while both the verbatim and child testimonies were shown to be statistically equivalent.

Although the researchers used well controlled independent variables, similar to those that would be presented to an actual jury, they failed to take into consideration the difference in a person's mindset if they were considering the testimony of an actual sexual abuse trial as opposed to who played what game. Another issue is the varying physical appearance of children who may have been subject to some sort of disfiguring sexual assault and how viewing such a witness could greatly influence testimony perception, whereas just reading a transcript of the testimony would fail to offer the same exposure. There is also the issue of the possible difficulties future researchers would face if trying to replicate this study, due to the unclear manner in which the event summaries were manufactured.

Whilst this previous study addressed issues concerning jurors' perceptions of child testimony, there are still many questions left unanswered about the role that the children in these cases play in giving their accounts. The goal of this second study reviewed, was to determine how the techniques utilized in the McMartin child sexual abuse trial can influence the responses children give to inquiries about their past experiences. Specifically, the purpose of this study was to determine if positive reinforcement, and/or cowitness information, had any effects on the accuracy of the recounts given by kindergarten children. Another focus of this experiment was to determine if either of these two techniques or possibly both had any prolonged effects on the veracity or lack thereof of the recounts made by the children at later interviews.

Thirty-nine 5-year olds, sixty-seven 6-year olds, and fourteen 7-year olds participated in this study. There were fifty-one girls and sixty-nine boys in the study. The children from five schools attended a story-time session at their own school where they were introduced to the "stranger" Paco Perez, whose name was repeated several times by the children's teachers. Paco proceeded to introduce himself using a planned dialogue that described some of the odd clothing he was wearing and the story he was planning on telling the children. He continued by telling the children the story of the Hunchback of Notre Dame in an animated fashion, and after completing the story, which took approximately twenty minutes, Paco placed stickers on the hands of each of the children and provided them with treats, and then left. The children were individually interviewed first one week after their meeting with Paco Perez, and then once again anywhere from fourteen to twenty-one days after the first interview. The independent variable for this experiment was the type of interview the child received, either using reinforcement (some verbal or non-verbal reward for giving the desired response), using cowitness information (claims that another source offered corroborating information, either true or false, prior to the actual interview), both of these techniques, or a control method, in which neither of the aforementioned techniques were employed. The dependent variable for the study was defined as the number of "yes" responses a child gave to any of the eight misleading-mundane (false, real-life situations), four leading (questions with obvious correct answers), and four misleading-fantastic (questions involving extravagant falsehoods) questions asked to them in the interview. The second set of interviews was performed using the same type of interview questions.

For the misleading-mundane questions, the results showed that children answered positively more often when reinforcement was used than when no reinforcement was used. Children were also more likely to answer positively to misleading questions when cowitness information was provided, rather than when no cowitness information was used. For the misleading-fantastic questions asked to the children, the results showed that the children were far more likely to answer "yes" when reinforcement was present, and scarcely answered "yes" when no reinforcement was used. Finally, the results for the leading-correct questions showed that slightly more children answered, "yes" when reinforcement was given than those who answered "yes" when no reinforcement was given. While on the other hand, slightly fewer children answered "yes" when cowitness information was used, as opposed to the number of children that answered "yes" when no cowitness information was offered. Results from the second interview showed that children who had received reinforcement during the first interview were far more likely to respond "yes" regardless of the use of reinforcement in the second interview.

Possible areas for improvement in this experiment are to consider the fact that only kindergarten aged children were used in this experiment so there is still much uncertainty as to whether or not children of other ages or even adults for that matter would fall into similar trends. Also there is the issue of no actual sexual abuse being involved in the study, which hinders the overall utility of the findings, since other forms of mental duress may be involved with the recount capability of a child who has been afflicted by a sexual assault.

When comparing the two aforementioned studies there are several differences between the experiments in both the issues being manipulated and measured. The first study deals with juror responses to various types of testimony, while the second study measures how the veracity of a child's story can be altered by the use of various forms of enticement and coercion. But what the two studies do have in common, is that they both used kindergarten age children and determined some of the possible ramifications that their responses to staged events could have on the outcome of an actual trial, especially a sexual abuse trial, which was the initial motivation for both lines of research. Although both experiments performed a useful task by shedding some light onto the topics they set out to research, there is still much lacking from these experimental designs. The major quality missing from these two previous experiments, is the realism of participants actually being tested on an actual sexual assault where the physiological and psychological effects of witnessing or experiencing such a depraved and mentally-jarring event could play significant roles on the level of testimony believability, or the degree of accuracy an individual's memory would dedicate to such an event. Furthermore, there is the question of the effects there would be on a jury being presented with testimony from an abused child, whom they believed to have been coached by either legal professional or psychologist, and how this information could alter the level of veracity they attribute to that child's testimony.

The present research proposal combines aspects from both of the previously mentioned studies in that it will investigate how potential jurors weigh the believability and credibility of three versions of a child's testimony (Warren et al., 2002) based on information the jurors receive prior to judging the testimonies on whether or not the child witness' statements were attained through reinforcement techniques or not (Garven et al., 2000).

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